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171	FOR IMMEDIATE RELEASESBDC STATE DIRECTOR LISA SHIMKAT CHOSEN FOR NATIONAL ADVISORY COMMITTEE Shimkat will serve on the SEC Advisory Committee on Small and Emerging Companies AMES, Iowa – America’s SBDC Iowa i Add to Reading List Source URL: www.iowasbdc.org Language: English - Date: 2016-03-04 13:44:48 Corporate governance Corporate crime U.S. Securities and Exchange Commission Iowa Advisory board New York State Small Business Development Center
172	INSIDER TRADING POLICY AIR TRANSPORT SERVICES GROUP, INC. I. PURPOSE Add to Reading List Source URL: www.atsginc.com Language: English - Date: 2016-08-20 18:21:04 73rd United States Congress U.S. Securities and Exchange Commission Insider trading Corruption Conflict of interest Securities Exchange Act Securities Act Securities regulation in the United States Insider SEC Rule 10b5-1 STOCK Act
173	CHAPTER 13 Attorney General ARTICLE 1 MISCELLANEOUS Add to Reading List Source URL: www.scstatehouse.gov Language: English - Date: 2016-05-06 09:02:49 U.S. Securities and Exchange Commission Stock market Financial markets 73rd United States Congress United States securities law Securities Act Regulation D Securities Exchange Act Security Prospectus Securities regulation in the United States Securities market
174	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-03 14:52:36 Financial markets Stock market U.S. Securities and Exchange Commission Order Futures contract Algorithmic trading Securities Exchange Act Option
175	THE DILEMMA OF FCPA SELF-REPORTING Jeffrey R. Boles* INTRODUCTION Professor Peter Reilly examines the difficult strategic decision a company faces of whether to disclose voluntarily to the government a potential violatio Add to Reading List Source URL: www.floridalawreview.com Language: English Business ethics Foreign Corrupt Practices Act Corruption U.S. Securities and Exchange Commission Whistleblower FCPA Internal control The FCPA Blog Integrity management
176	Consumer Sense October 2015 Information from SACU and CFS* to help keep your financial life in balance In This Issue: Add to Reading List Source URL: www.sacu.com Language: English - Date: 2016-01-27 10:34:51 Investment Financial services Funds Institutional investors Investment fund Finance Financial market Financial adviser U.S. Securities and Exchange Commission Financial risk Mutual fund
177	OFFICE OF THE ATTORNEY GENERAL SECURITIES DIVISION 200 ST. PAUL PLACE 20TH FLOOR BALTIMORE, MARYLANDTELEPHONE: ( Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 1997-09-18 15:28:00 Corporate crime U.S. Securities and Exchange Commission Security
178	Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 Investment Securities Investor Protection Corporation United States securities law Madoff investment scandal Bernard Madoff U.S. Securities and Exchange Commission Broker-dealer Madoff Recovery of funds from the Madoff investment scandal Securities Investor Protection Act
179	SECURITISATION RISK RETENTION, DUE DILIGENCE AND DISCLOSURE 22 December 2014 Report EBA report on securitisation risk Add to Reading List Source URL: dev02.true-sale-international.de Language: English - Date: 2016-07-13 11:01:29 Systemic risk Financial risk Eurozone European Banking Authority European Union Capital Requirements Regulation and Directive Capital Requirements Directives U.S. Securities and Exchange Commission Credit rating agency Regulatory compliance Asset-backed security International Organization of Securities Commissions
180	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:22 Self-regulatory organizations United States securities law Financial Industry Regulatory Authority Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission

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